Compliance Assistant Manager
Job Title:
Compliance Assistant ManagerLocation:
CityScapeWhat youll do:
As a Compliance Assistant Manager youll be a subject matter expert and provide advice oversight and guidance related to deposit and lending regulatory compliance risks control effectiveness root cause analysis and issue review and validation. Youll provide leadership and direction in identifying the applicability and impact of federal and state banking regulations on products and services offered by lines of addition youll assist in the review and interpretation of new regulations or changes to existing regulations and evaluate impact this role youll provide oversight monitoring and effective challenge. Youll implement the Compliance Management program and execute compliance risk assessments (CCRA) in the firms GRC platform ensuring accurate ratings and rationale for Inherent Risk (IRR) Quality of Risk Management (QRM) and Residual Risk (RRR).- Provide subject matter expertise and guidance on state and federal bank compliance laws and regulations.
- Provide oversight and credible challenges to business compliance risk management activities.
- Effectively synthesize and communicate compliance information identify root cause(s) of potential compliance risk and provide various reports to management.
- Collaborate with stakeholders across the Bank to gain insight into compliance risks associated with various line of business activities objectives practices processes and the overall control environment.
- Raise issues execute risk assessments and collaborate in the development and implementation of newcompliance policies practices and tools.
What youll need:
- 5 years of related experience in Regulatory Compliance Risk Management Internal Audit or similar field.
- Bachelors degree in related field required.
- Previous leadership experience preferred
- Intermediate to advanced understanding of applicable regulatory and legal compliance obligations rules and regulations(including federal regulations such as B CC E DD X Z UDAAP UDAP FCRA and E-Sign) and industry standards and practices.
- Intermediate to advanced Understanding of compliance risk management practices and methodologies including risk and control assessments with the ability to promptly research and understand regulatory requirements .
- Intermediate to advanced knowledge of general banking operations including deposit operations loan administration treasury management and/or other commercial banking products and services; proven ability to quickly learn and understand complex subject matter.
- Intermediate to advanced understanding of MS Office with specific focus in Excel and PowerPoint.
- Advanced speaking and writing communication skills.
- Certified Regulatory Compliance Manager (CRCM)preferred
Benefits youll love:
We offer all the important things youd want like competitive salaries an ownership stake in the company medical and dental insurance time off a great 401k matching program tuition assistance program an employee volunteer program and a wellness addition youll have the opportunity to bolster your business knowledge learning the ins and outs of how successful companies operate and manage their finances giving you invaluable hands-on experience to help grow your career!
About the company:
Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona Alliance Association Bank Bank of Nevada Bridge Bank First Independent Bank and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.
Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race sex color religion age nation origin marital status disability protected veteran status sexual orientation gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying please email or call . When contacting us please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.
Western Alliance Bancorporation
Required Experience:
Manager
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