Litigation Counsel
- Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.
- Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:
- Independently handling all aspects of a personal docket of FINRA arbitration claims, including claim investigation, drafting of pleadings, motions, discovery requests, preparation and review of discovery production, legal research and trial;
- Recording and reporting on Counsel’s docket of litigation and other claims against the Osaic broker-dealers;
- Administration of claims and interaction with our insurance carriers including claim filing, status reporting, and preparation of proofs of loss related to all insurance policies;
- Administration of cases placed with outside counsel;
- Handling of a broad variety of legal inquiries related to our 11,000 independent financial professionals;
- The attorney serving in this position will be part of a fast-paced, dynamic work-environment, requiring strong writing and communication skills; oral advocacy skills; legal and analytical skills; a creative approach to problem solving; a demonstrated ability to multi-task and to work successfully on time-sensitive matters; the ability to work as part of a team collaborating with other counsel and business or compliance personnel;
- There will be substantial interaction with our independent financial professionals and candidates should have strong interpersonal skills to build relationships with these financial professionals;
- All other duties as assigned.
- JD degree is required.
- Must be a member in good standing with the bar in the jurisdiction of employment within six months of hire.
- 1-5 years experience with litigation, preferably in the FINRA arbitration forum.
- Familiarity with broker-dealers and registered investment advisers and the laws and rules that apply to these entities is a requirement.
- Development of writing skills and/or oral advocacy in a setting such as Law Review, Moot Court or Trial Competition is preferred.
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