Risk Analyst First Line of Defense
- Responsible for ensuring adherence to standard processes consistent with 1LOD Risk and Compliance Unit.
- Works with the Risk Manager to enhance the Operational Risk program; identifying and evaluating key risk indicators, assisting with risk self-assessments, developing remediation efforts and other projects as appropriate. Works with the unit Subject Matter Experts to put preventative measures in place and ensure policy and procedure documentation is kept current.
- Works with 2LOD Compliance, Legal, and Credit disciplines to review and determine if new legislation or regulations are applicable to department operations. Will work with the unit Department Managers to ensure business units implement necessary processes and/procedures to comply.
- Provides guidance on assorted risk matters, and assist in the development, implementation, administration of controls, processes and procedures
- Creates project plans, periodic update reports and maintain detailed task lists for each project or deliverable related to assigned projects; follows up with project members as necessary.
- Assists in analyzing data gathered from internal sources and create measures to protect the bank by means of designing or revising workflow processes, updating policies and procedures, adding system enhancements, etc.
- May perform independent reviews including: quality assurance documents, underwriting reviews, internal credit review ratings, non-compliance issues with CNB policies and procedures, and appropriate documentation to identify potential credit ,operational and reputational risks.
- Memorializes minutes and action items from risk committees and workshops as needed.
- In addition to primary responsibility, assist the Risk Manager on various projects management activities, presentations and preparation of quarterly risk reports and other ad hoc reporting.
- Stays abreast on specific reporting standards, department reporting requirements and bank system changes/enhancements.
- Bachelor's Degree
- Minimum 3 years of operational experience
- Minimum 4 years of experience in the financial services sector
- Minimum 3 years of experience in risk management or compliance in a banking or lending environment
- Minimum 3 years' experience in a Project Management or leadership role
- Knowledge of risks associated with operations and loans as well as industry best practices.
- Strong knowledge of financial reporting requirements, AML/BSA, regulations, audit standards
- Ability to interact effectively with all levels of Bank personnel and customers; excellent verbal and written communication skills; excellent interpersonal/customer service skills; excellent analytical skills; strong project management and organizational skills; and attention to detail.
- Ability to analyze complex situations and provide guidance, makes recommendations, and/or escalates the issues.
- Ability to handle problem situations with colleagues and clients effectively.
- Familiar with deposit and lending regulations with emphasis on Bank Secrecy and USA Patriot Acts.
- Knowledge of Microsoft Excel, Visio and Tableau
- Experience with monitoring and testing principles including monitoring planning, development of risks and controls assessments, testing, and reporting activities.
- Knowledge of Lending Compliance laws, rules, regulations, and risks that impact financial institutions ((e.g. ECOA, FCRA, HMDA, FDPA, RESPA, Reg. Z, Fair Lending Practices, UDAAP, etc.).
- To be considered for this position you must meet at least these basic qualifications
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