Director, Investment Advisory Field Supervision
A leading financial services firm is looking for an Investment Advisory Field Supervision Director in Tempe, Arizona. This role involves guiding Branch Teams to build compliant fee-based businesses and requires an active Series 7 license and other supervisory licenses. The successful candidate will communicate effectively to ensure compliance with industry regulations and firm policies. The position is hybrid, with expectations to work on-site three days a week. #J-18808-Ljbffr
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